TLDR:

Plume became a registered SEC transfer agent in October 2025, enabling compliant U.S. securities operations.
The company launched the first onchain money market fund recognized by both Hong Kong and Singapore regulators.
Plume received a commercial license from Abu Dhabi Global Market alongside BlackRock and Deutsche Bank.
The network implements AML and KYC controls at the sequencer level for embedded regulatory compliance.

 

Blockchain infrastructure provider Plume Network achieved several regulatory milestones throughout 2025, earning approvals from financial authorities in the United States, Hong Kong, Singapore, and Abu Dhabi. 

The company registered as a transfer agent with the U.S. Securities and Exchange Commission while obtaining commercial licenses in key international markets. 

These developments mark a shift in how public blockchains integrate with traditional financial regulatory frameworks for real-world asset tokenization.

SEC Transfer Agent Registration Opens U.S. Securities Market Access

Plume received approval from the SEC to operate as a registered transfer agent in October 2025. Transfer agents maintain official ownership records and process securities transfers within regulated markets. 

The registration allows Plume to demonstrate that public blockchains can function as regulated financial infrastructure rather than experimental technology.

On October 6, 2025, Plume announced on social media that it had registered a transfer agent with the SEC. 

The company stated this accelerates its mission to bring the trillion-dollar U.S. securities market onchain. 

Plume described the registration as its first step in working with the SEC to build fully compliant tokenized capital markets.

The registration does not require changes to existing securities laws, according to the company’s assessment. Instead, current regulatory frameworks can extend to programmable systems that enhance transparency and settlement speed.

Plume continues engaging with SEC officials and lawmakers regarding onchain transfer agency functions. The company maintains that compliance can be enforced through smart contracts rather than manual processes.

Throughout 2025, Plume participated in policy discussions with U.S. regulators about tokenized capital markets implementation. 

The conversations focused on outcomes-based regulation rather than technology-specific rules. Plume also highlighted how tokenized markets can reduce issuance costs and improve liquidity while maintaining regulatory oversight.

International Expansion Through Hong Kong, Singapore, and Abu Dhabi Licenses

Plume secured regulatory recognition in Hong Kong and Singapore for operating the first on chain money market fund approved by both jurisdictions. 

On August 11, 2025, the company announced this world-first achievement on social media. Plume noted that regulated, institutional-grade products can thrive on public blockchains without compromising compliance standards.

The network hosted forums with Web3Labs titled “2025 Spotlight: Hong Kong’s New Policy on Digital Assets.” These sessions provided industry and regulatory participants with insights into the region’s digital asset ecosystem development. 

The engagements addressed institutional participation and cross-border capital flows within existing AML frameworks.

In December 2025, Plume obtained a commercial license from the Abu Dhabi Global Market Registration Authority. 

On December 9, 2025, the company announced the license places it alongside BlackRock, Deutsche Bank, and QCP Group in ADGM’s community of global financial institutions. 

The authorization supports real-world asset origination and distribution across the Middle East and Africa under ADGM’s financial framework.

Plume also submitted formal comments to the Bermuda Monetary Authority’s consultation on asset tokenization. 

On January 12, the company announced it had submitted formal comments to support its global initiative for safe, secure tokenized RWA markets through balanced policy. 

The submission focused on recognizing distributed ledger technology as official record-keeping infrastructure. 

Plume implements AML and KYC controls at the sequencer level, with additional compliance built into its RWA yield protocol, Nest.

The post Plume Network Achieves Major Regulatory Breakthroughs Across Global Markets in 2025 appeared first on Blockonomi.

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Filed under: Bitcoin - @ January 24, 2026 9:28 am